-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6KUAaid8YIT6UchR1Hrr6q+QEC5OA9Xl7DKnhmFUcnT1EDxNAmBTPU1i4XtoNvf uXttHHKVTFN43NU5awdByA== 0000882377-04-000745.txt : 20040409 0000882377-04-000745.hdr.sgml : 20040409 20040408182811 ACCESSION NUMBER: 0000882377-04-000745 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040409 GROUP MEMBERS: GREYSTONE FUNDING CORP GROUP MEMBERS: STEPHEN ROSENBERG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCHICK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001014507 STANDARD INDUSTRIAL CLASSIFICATION: X-RAY APPARATUS & TUBES & RELATED IRRADIATION APPARATUS [3844] IRS NUMBER: 113374812 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-53071 FILM NUMBER: 04725831 BUSINESS ADDRESS: STREET 1: 31-00 47TH AVENUE CITY: LONG ISLAND CITY STATE: NY ZIP: 11101 BUSINESS PHONE: 7189375765 MAIL ADDRESS: STREET 1: 31-00 4TH AVE CITY: LONG ISLAND CITY STATE: NY ZIP: 11101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREYSTONE FUNDING CORP CENTRAL INDEX KEY: 0001102712 IRS NUMBER: 541690128 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 98 ALEXANDRIA PIKE CITY: WARRENTON STATE: VA ZIP: 20186-2849 BUSINESS PHONE: 2126499700 MAIL ADDRESS: STREET 1: 98 ALEXANDRIA PIKE CITY: WARRENTON STATE: VA ZIP: 20186-2849 SC 13D 1 dschickamend13d.txt GREYSTONE FUNDING CORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 SCHICK TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK $0.01 PAR VALUE (Title of Class of Securities) 806683108 (CUSIP Number) WALTER G. VAN DORN, JR., ESQ. THACHER PROFFITT & WOOD LLP TWO WORLD FINANCIAL CENTER NEW YORK, NEW YORK 10281 (212) 912-7400 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 23, 2004 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject of the Schedule 13D, and is filing this schedule because of Rule13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 7 Pages) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. CUSIP NO. 806683108 SCHEDULE 13D PAGE 2 OF 7 PAGES The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 806683108 SCHEDULE 13D PAGE 3 OF 7 PAGES 1 NAME OF REPORTING PERSON: Greystone Funding Corporation S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (voluntary): - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (see instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (see instructions) WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Virginia - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 4,527,716 Shares BENEFICIALLY ----------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 0 REPORTING ----------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 4,527,716 Shares ----------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,527,716 Shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 30.24% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (see instructions) CO - -------------------------------------------------------------------------------- CUSIP NO. 806683108 SCHEDULE 13D PAGE 4 OF 7 PAGES 1 NAME OF REPORTING PERSON: Stephen Rosenberg S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (voluntary): - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (see instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (see instructions) WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Virginia - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 4,527,716 Shares REPORTING ----------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 0 ----------------------------------- 10 SHARED DISPOSITIVE POWER 4,527,716 Shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,527,716 Shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 30.24% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (see instructions) IN CUSIP NO. 806683108 SCHEDULE 13D PAGE 5 OF 7 PAGES STATEMENT FOR SCHEDULE 13D This Amendment No. 1 to Schedule 13D is being filed on behalf of Greystone Funding Corporation, a Virginia corporation ("Greystone") and Stephen Rosenberg with respect to warrants to purchase common stock, par value $0.01 per share ("Common Stock"), of Schick Technologies, Inc., a Delaware corporation ("Schick"). This Amendment No. 1 amends the initial statement on Schedule 13D ("Initial Statement") filed with the Securities and Exchange Commission on September 5, 2000 by Greystone. The Initial Statement is amended as follows: Item 1. Security and Issuer This statement relates to the exercise of warrants to purchase common stock, par value $0.01 per share of Schick. The principal offices of Schick are located at 31-00 47th Avenue, Long Island City, New York 11101. Item 2. Identity and Background (a) This statement is filed by Greystone and Stephen Rosenberg (collectively, the "Reporting Persons"). (b) The business address of Mr. Rosenberg is 152 West 57th Street, 60th Floor, New York, NY 10019, and the business address of Greystone is 419 Belle Air Lane, Warrenton, VA 20186. (c) Mr. Rosenberg's present principal occupation involves investing in real estate individually and through investment vehicles. Greystone Funding Corporation invests primarily in real estate related transactions. (d) During the past five years, neither of the Reporting Persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, none of the Reporting Persons was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to, a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Rosenberg is a citizen of the United States of America. Greystone is a corporation organized under the laws of the Commonwealth of Virginia. Item 3. Source and Amount of Funds or Other Consideration CUSIP NO. 806683108 SCHEDULE 13D PAGE 6 OF 7 PAGES Effective March 23, 2004, Greystone exercised its warrants to purchase 3,975,216 shares of Common Stock, which were issued cashless, and 552,500 shares of Common Stock exercised at a price of $0.75 per share, using cash on hand to fund such purchase. Item 5. Interest in Securities of the Issuer (a) As of the date hereof, Greystone is the registered holder of 4,527,716 shares of Schick's Common Stock. Such shares of common stock represent approximately 30.24% of Schick's Common Stock outstanding. Mr. Rosenberg may be deemed to own beneficially all Common Stock owned by Greystone by virtue of his ownership of 100% of the outstanding voting securities of Greystone. (b) Mr. Rosenberg shares with Greystone the power to cast or direct the casting of votes on 4,527,716 shares of Schick's Common Stock and shares the power to dispose or direct the disposition of such shares. Such shares of common stock represent approximately 30.24% of Schick's Common Stock outstanding. (c) Except for the transactions referred to in Items 3 and 4 above, there have not been any transactions with respect to Schick's Common Stock within 60 days prior to the date of this Schedule 13D by either of the Reporting Persons referred to herein. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of such shares. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer As of the date hereof, to the best knowledge of the Reporting Persons, there are no contracts, arrangements, understanding or relationships (legal or otherwise) among the Reporting Persons or between the Reporting Persons and any other person with respect to any securities of Schick, except as disclosed in Items 3 and 4. Item 7. Material to be Filed as Exhibits Exhibit C Joint Filing Agreement, as of the date hereof, by and between Stephen Rosenberg and Greystone Funding Corporation. CUSIP NO. 806683108 SCHEDULE 13D PAGE 7 OF 7 PAGES SIGNATURES After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true and complete. Dated: April 8, 2004 GREYSTONE FUNDING CORPORATION By: /s/ Stephen Rosenberg ---------------------------- Name: Stephen Rosenberg Title: Director EXHIBIT C Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of Schick Technologies, Inc. and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement this 8th day of April, 2004. /s/ Stephen Rosenberg -------------------------------- Stephen Rosenberg Greystone Funding Corporation By: /s/ Stephen Rosenberg ----------------------------- Name: Stephen Rosenberg Title: President -----END PRIVACY-ENHANCED MESSAGE-----